Junior Executive - Compliance

LB Finance
a year ago
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5 Applied
Expired on: Apr 29 2024
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Ref.No 00005127

Description

Job Responsibilities:

  • Provide regular reports to the management and other relevant bodies detailing any current issues or information as required.
  • Carry out periodic compliance reports to ensure compliance with rules and regulations issued by regulatory authorities.
  • Submission of statutory reports to regulatory authorities.
  • Manage the successful delivery of compliance projects ensuring technical excellence and practical/ business driven approach.
  • Maintain regular contact and good working relationship with Stakeholders.
  • Monitor, follow up and report on compliance status.
  • Communicate regulatory developments in a timely manner.
  • Awareness of compliance requirements and related training for the staff


Requirements

  • A degree from a recognized university or full or part professional qualification in Finance or Business Management.
  • 2 years post qualifying experience preferably in a reputed organization at a similar capacity in handling compliance/Finance.
  • Ability to liaise with regulators, knowledge on regulations relevant to the finance industry and understanding of compliance management.
  • Excellent analytical, interpersonal, communication and leadership skills.


Skills
Finance
Compliance
Industry Sector